Archive for February, 2011

Will Brokers Ever Change?

By • Feb 4th, 2011 • Category: Investor Mistakes, Mutual Funds, Personal Investing

In my blog post of 12/8/10, “Fiduciary: Answering to a Higher Standard,” I pointed out how Registered Investment Advisors must adhere to tougher rules than stock brokers and some other financial professionals.  Recently, my concerns were reinforced. On 1/24/11, the National Association of Insurance and Financial Advisors wrote: “NAIFA’s fundamental concern is that the potential […]