Archives for the ‘Revenue Sharing’ Category

Fiduciary: Answering to a Higher Standard

Written By • Dec 8th, 2010

As long-time clients know, I’m not a big fan of stock brokers. But even I was surprised by a sub-head for a Wall Street Journal article that ran on 12/6/10. It read, “Right now, securities firms don’t have to put investors’ interests first.  New regulations may change that – and Wall Street isn’t happy.” Not […]

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